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Compliance

How TracAssure supports your FSMA 204 compliance

A plain explanation of what the rule requires, how TracAssure helps you meet it, and how we handle the data behind it.

Last updated: July 2026

What FSMA 204 requires

The FDA's Food Safety Modernization Act Section 204 rule requires businesses that manufacture, process, pack, or hold foods on the FDA's Food Traceability List (FTL) to capture and maintain structured traceability records, and to produce them to the FDA within 24 hours of a request, in a sortable electronic format.

Records must be tied to specific Critical Tracking Events (CTEs)—the points in the supply chain where traceability data has to be captured—and must include the Key Data Elements (KDEs) required at each one.

Critical Tracking EventWhat it covers
Growing / HarvestingInitial harvest of FTL foods from a farm or growing area
CoolingFirst cooling of raw agricultural commodities post-harvest
ReceivingAny receipt of an FTL food at a new location
TransformingCombining, processing, or changing the form of FTL foods
CreatingCreating a new food item that includes an FTL ingredient
ShippingAny shipment of an FTL food to another location

Records generally cannot live in paper logs, disconnected spreadsheets, or email chains—the FDA requires a sortable electronic format, organized by traceability lot code, and genuinely retrievable within the 24-hour window, not after a manual search.

The compliance deadline

FSMA 204 · Compliance date
July 20, 2028

The FDA extended the original compliance date (January 20, 2026) to July 20, 2028, giving covered operators more time to implement a durable traceability system rather than a rushed one. The extension changes the timeline—it doesn't change what the rule requires.

How TracAssure supports compliance

TracAssure is built to capture CTE and KDE data at the point of work—receiving, putaway, picking, packing, and shipping—so traceability records exist because they were captured in the normal flow of operations, not reconstructed afterward.

  • Captures KDEs at each applicable CTE, inside your four walls
  • Supports GS1 labeling standards—GTIN, SSCC, and GS1-128—with Code-128 as a fallback where GS1-compliant identifiers aren't yet available from a trading partner
  • Links records across events so a single lot can be traced from receipt to dispatch
  • Is designed to generate traceability reports in a sortable electronic format, exportable as CSV or XLSX
  • Runs alongside the WMS you already have, rather than requiring a system replacement

Data security & handling

Your traceability data is your data. TracAssure processes it solely to provide the platform and never claims ownership over it. We use encryption for data at rest and in transit, and restrict access by role. We're still formalizing and documenting the fuller details of our security program—see our Security page for where things currently stand, and email contact@3roots.net for anything more specific you need.

An important note

TracAssure is a tool designed to help your team capture, organize, and produce the traceability records FSMA 204 requires. It significantly reduces the operational risk of manual, paper-based, or disconnected recordkeeping—but using TracAssure alone does not itself guarantee full legal compliance with FSMA 204 or any other regulation.

Your organization remains responsible for its own regulatory compliance obligations, including how the platform is configured and used at your facility. If you're uncertain whether your operation is covered by FSMA 204, or need a legal compliance determination, consult the FDA or a qualified compliance professional.

Questions

For anything not covered here—including our Privacy Policy, Terms of Service, or Data Processing Agreement—reach out to contact@3roots.net and we'll get you what you need.

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